SEC Form 4 · accession 0001179110-18-013713
Care.com Inc · CRCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
I. Duncan Robertson
Director
Period of report
Dec 9, 2018
Accepted (ET)
Dec 11, 2018 · 7:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par valueF1 | Dec 9, 2018 | M | 400 | — | A | 21,091 | D | |
| Common Stock, $0.001 par valueF1 | Dec 9, 2018 | M | 699 | — | A | 21,790 | D | |
| Common Stock, $0.001 par valueF1 | Dec 9, 2018 | M | 453 | — | A | 22,243 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 9, 2018 | M | 400 | D | — | — | Common Stock | 400 | 400 | D |
| Restricted Stock UnitsF1,F3 | — | Dec 9, 2018 | M | 699 | D | — | — | Common Stock | 699 | 3,498 | D |
| Restricted Stock UnitsF1,F4 | — | Dec 9, 2018 | M | 453 | D | — | — | Common Stock | 453 | 4,079 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.
- F2The restricted stock units will vest as to 25% of the original number of restricted stock units on March 9, 2016 and as to an additional 6.25% of the original number of restricted stock units at the end of each successive three month period from March 9, 2016 until March 9, 2019. The restricted units have no expiration date.
- F3The restricted stock units will vest as to 25% of the original number of restricted stock units on March 9, 2017 and as to an additional 6.25% of the original number of restricted stock units at the end of each successive three month period from March 9, 2017 until March 9, 2020. The restricted units have no expiration date.
- F4The restricted stock units will vest as to 25% of the original number of restricted stock units on March 9, 2018 and as to an additional 6.25% of the original number of restricted stock units at the end of each successive three month period from March 9, 2018 until March 9, 2021. The restricted units have no expiration date.