SEC Form 4 · accession 0001179110-18-011304
Care.com Inc · CRCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Echenberg
Officer — Chief Financial Officer
Period of report
Sep 9, 2018
Accepted (ET)
Sep 11, 2018 · 6:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par valueF1 | Sep 9, 2018 | M | 7,825 | — | A | 33,125 | D | |
| Common Stock, $0.001 par valueF1 | Sep 9, 2018 | M | 2,332 | — | A | 35,457 | D | |
| Common Stock, $0.001 par valueF1 | Sep 9, 2018 | M | 545 | — | A | 36,002 | D | |
| Common Stock, $0.001 par valueF1 | Sep 9, 2018 | M | 1,285 | — | A | 37,287 | D | |
| Common Stock, $0.001 par valueF1 | Sep 9, 2018 | M | 5,343 | — | A | 42,630 | D | |
| Common Stock, $0.001 par valueF1 | Sep 9, 2018 | M | 1,313 | — | A | 43,943 | D | |
| Common Stock, $0.001 par valueF2 | Sep 11, 2018 | S | 9,269 | $19.89 | D | 34,674 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Sep 9, 2018 | M | 7,825 | D | — | — | Common Stock | 7,825 | 23,475 | D |
| Restricted Stock UnitsF1,F4 | — | Sep 9, 2018 | M | 2,332 | D | — | — | Common Stock | 2,332 | 13,992 | D |
| Restricted Stock UnitsF1,F5 | — | Sep 9, 2018 | M | 545 | D | — | — | Common Stock | 545 | 3,265 | D |
| Restricted Stock UnitsF1,F6 | — | Sep 9, 2018 | M | 1,285 | D | — | — | Common Stock | 1,285 | 12,844 | D |
| Restricted Stock UnitsF1,F7 | — | Sep 9, 2018 | M | 5,343 | D | — | — | Common Stock | 5,343 | 16,024 | D |
| Restricted Stock UnitsF1,F8 | — | Sep 9, 2018 | M | 1,313 | D | — | — | Common Stock | 1,313 | 18,382 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.
- F2These shares were sold to cover tax withholding obligations created by the vesting of Reporting Person's restricted stock units.
- F3The restricted stock units will vest as to 25% of the original number of restricted stock units on June 9, 2016 and as to an additional 6.25% of the original number of restricted stock units at the end of each successive three month period from June 9, 2016 until June 9, 2019. The restricted stock units have no expiration date.
- F4The restricted stock units will vest as to 6.25% of the original restricted stock units at the end of each successive three month period from March 9, 2016 until March 9, 2020. The restricted stock units have no expiration date.
- F5The restricted stock units will vest as to 25% of the original grant on March 9, 2017. The balance of the grant will vest in twelve equal quarterly installments beginning on June 9, 2017. The restricted stock units have no expiration date.
- F6The restricted stock units will vest in sixteen equal installments beginning on June 9, 2017. The restricted stock units have no expiration date.
- F7The restricted stock units will vest as to one-third of the original grant on February 26, 2018. The balance of the grant will vest in four equal semi-annual installments on each September 9 and March 9 thereafter, until fully-vested on March 9, 2020. The restricted stock units have no expiration date.
- F8The restricted stock units will vest in sixteen equal quarterly installments beginning on June 9, 2018. The restricted stock units have no expiration date.