SEC Form 4 · accession 0001179110-18-011234
Care.com Inc · CRCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sheila Lirio Marcelo
Officer — President and CEO · Director
Period of report
Sep 6, 2018
Accepted (ET)
Sep 10, 2018 · 11:31 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value | Sep 6, 2018 | M | 30,000 | $2.68 | A | 1,015,308 | D | |
| Common Stock, $0.001 par valueF2 | Sep 6, 2018 | S | 30,000 | $19.2642 | D | 985,308 | D | |
| Common Stock, $0.001 par value | holding | — | — | — | 8,488 | I | By Husband | |
| Common Stock, $0.001 par valueF3 | holding | — | — | — | 276,322 | I | By GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $2.68 | Sep 6, 2018 | M | 30,000 | D | — | Dec 9, 2020 | Common Stock | 30,000 | 420,748 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on August 2, 2018.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.95 to $19.65, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- F3These shares are held by The Sheila L. Marcelo 2012 Five-Year Grantor Retained Annuity Trust, of which Reporting Person is the trustee.
- F4The underlying shares subject to the option vest became exercisable in successive, equal quarterly installments over four years measured from 3/9/2011.