SEC Form 4 · accession 0001179110-18-004252
Care.com Inc · CRCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane Musi
Officer — General Counsel and Secretary
Period of report
Mar 9, 2018
Accepted (ET)
Mar 13, 2018 · 8:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par valueF1 | Mar 9, 2018 | M | 2,413 | — | A | 35,569 | D | |
| Common Stock, $0.001 par valueF1 | Mar 9, 2018 | M | 2,799 | — | A | 38,368 | D | |
| Common Stock, $0.001 par valueF1 | Mar 9, 2018 | M | 136 | — | A | 38,504 | D | |
| Common Stock, $0.001 par valueF1 | Mar 9, 2018 | M | 907 | — | A | 39,411 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 9, 2018 | M | 2,413 | D | — | — | Common Stock | 2,413 | 9,650 | D |
| Restricted Stock UnitsF1,F3 | — | Mar 9, 2018 | M | 2,799 | D | — | — | Common Stock | 2,799 | 22,385 | D |
| Restricted Stock UnitsF1,F4 | — | Mar 9, 2018 | M | 136 | D | — | — | Common Stock | 136 | 1,088 | D |
| Restricted Stock UnitsF1,F5 | — | Mar 9, 2018 | M | 907 | D | — | — | Common Stock | 907 | 10,875 | D |
| Restricted Stock UnitsF1,F6 | — | Mar 9, 2018 | A | 14,005 | A | — | — | Common Stock | 14,005 | 14,005 | D |
| Restricted Stock UnitsF1,F7 | — | Mar 9, 2018 | A | 27,173 | A | — | Mar 8, 2023 | Common Stock | 27,173 | 27,173 | D |
| Restricted Stock UnitsF1,F8 | — | Mar 9, 2018 | A | 29,166 | A | — | Mar 8, 2023 | Common Stock | 29,166 | 29,166 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.
- F2The restricted stock units will vest as to 6.25% of the original number of restricted stock units at the end of each successive three month period from March 9, 2015 until March 9, 2019. The restricted stock units have no expiration date.
- F3The restricted stock units will vest as to 6.25% of the original number of restricted stock units at the end of each successive three month period from March 9, 2016 until March 9, 2020. The restricted stock units have no expiration date.
- F4The restricted stock units will vest as to 25% of the original grant on March 9, 2017. The balance of the grant will vest in twelve equal quarterly installments beginning on June 9, 2017. The restricted stock units have no expiration date.
- F5The restricted stock units will vest in sixteen equal installments beginning on June 9, 2017. The restricted stock units have no expiration date.
- F6The restricted stock units will vest in sixteen equal quarterly installments beginning on June 9, 2018. The restricted stock units have no expiration date.
- F7The restricted stock units vest upon the Issuer's common stock achieving a 120-day volume-weighted average price of $23.
- F8The restricted stock units vest upon the Issuer's common stock achieving a 120-day volume-weighted average price of $30.