SEC Form 4 · accession 0001179110-18-003367
Care.com Inc · CRCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane Musi
Officer — General Counsel and Secretary
Period of report
Mar 1, 2018
Accepted (ET)
Mar 2, 2018 · 5:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par valueF1 | Mar 1, 2018 | S | 3,604 | $17.6403 | D | 40,406 | D | |
| Common Stock, $0.001 par value | Mar 1, 2018 | M | 7,750 | $6.02 | A | 48,156 | D | |
| Common Stock, $0.001 par valueF3 | Mar 1, 2018 | S | 15,000 | $17.6693 | D | 33,156 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $6.02 | Mar 1, 2018 | M | 7,750 | D | — | Mar 1, 2023 | Common Stock | 7,750 | 8,750 | D |
Explanation of responses
- F1These shares were sold to cover tax withholding obligations created by the vesting of Reporting Person's restricted stock units.
- F2These sales were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 14, 2017.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.365 to $17.95, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
- F4The underlying shares subject to the option vest and became exercisable in successive, equal quarterly installments over four years measured from February 1, 2013.