SEC Form 4 · accession 0001179110-18-000458
Care.com Inc · CRCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Krupinski
Officer — Chief Technology Officer
Period of report
Dec 31, 2017
Accepted (ET)
Jan 3, 2018 · 9:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par valueF1 | Dec 31, 2017 | M | 3,860 | — | A | 182,914 | D | |
| Common Stock, $0.001 par value | Jan 2, 2018 | M | 5,000 | $3.70 | A | 187,914 | D | |
| Common Stock, $0.001 par value | Jan 2, 2018 | M | 5,000 | $6.02 | A | 192,914 | D | |
| Common Stock, $0.001 par valueF3 | Jan 2, 2018 | S | 10,000 | $18.34 | D | 182,914 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F4 | — | Dec 31, 2017 | M | 3,860 | D | Dec 31, 2017 | — | Common Stock | 3,860 | 0 | D |
| Stock Option (Right to Buy)F5 | $3.70 | Jan 2, 2018 | M | 5,000 | D | — | Feb 21, 2022 | Common Stock | 5,000 | 5,000 | D |
| Stock Option (Right to Buy)F6 | $6.02 | Jan 2, 2018 | M | 5,000 | D | — | Feb 28, 2023 | Common Stock | 5,000 | 32,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.
- F2The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 8, 2017.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.07 to $18.605, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
- F4The restricted stock units have no expiration date.
- F5The underlying shares subject to the option vest and became exercisable in successive, equal quarterly installments over four years measured from February 1, 2012.
- F6The underlying shares subject to the option vest and became exercisable in successive, equal quarterly installments over four years measured from February 1, 2013.