SEC Form 4 · accession 0001179110-17-004949
Care.com Inc · CRCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Swette
Director
Period of report
Mar 16, 2017
Accepted (ET)
Mar 20, 2017 · 7:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value | holding | — | — | — | 19,616 | D | ||
| Common Stock, $0.001 par valueF1 | holding | — | — | — | 179,960 | I | See Footnote | |
| Common Stock, $0.001 par valueF2 | holding | — | — | — | 41,530 | I | See Footnote | |
| Common Stock, $0.001 par valueF3 | holding | — | — | — | 41,530 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | — | Mar 16, 2017 | A | 7,250 | A | — | — | Common Stock | 7,250 | 7,250 | D |
| Stock Option (Right to Buy)F6 | $12.01 | Mar 16, 2017 | A | 16,890 | A | — | Mar 15, 2027 | Common Stock | 16,890 | 16,890 | D |
Explanation of responses
- F1These shares are held by the Swette Family Trust-2000, of which the Reporting Person is a co-trustee.
- F2These shares are held by GRAT #2 under Brian T. Swette 2010 Master Grantor Retained Annuity Trust Agreement dated 03/01/10, of which the Reporting Person is the trustee.
- F3These shares are held by GRAT #2 under Kelly Swette 2010 Master Grantor Retained Annuity Trust Agreement dated 03/01/10, of which the Reporting Person's wife is the trustee.
- F4Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.
- F5The restricted stock units will vest as to 25% of the original grant on March 9, 2018. The balance of the grant will vest in twelve equal quarterly installments beginning on June 9, 2018. The restricted stock units have no expiration date.
- F6The stock option will vest as to 25% of the original grant on March 9, 2018. The balance of the grant will vest in twelve equal quarterly installments beginning on June 9, 2018.