SEC Form 4 · accession 0001179110-17-004528
Care.com Inc · CRCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Swette
Director
Period of report
Mar 9, 2017
Accepted (ET)
Mar 13, 2017 · 7:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par valueF1 | Mar 9, 2017 | M | 1,207 | — | A | 16,819 | D | |
| Common Stock, $0.001 par valueF1 | Mar 9, 2017 | M | 2,797 | — | A | 19,616 | D | |
| Common Stock, $0.001 par valueF2 | holding | — | — | — | 179,960 | I | See Footnote | |
| Common Stock, $0.001 par valueF3 | holding | — | — | — | 41,530 | I | See Footnote | |
| Common Stock, $0.001 par valueF4 | holding | — | — | — | 41,530 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F5 | — | Mar 9, 2017 | M | 1,207 | D | — | — | Common Stock | 1,207 | 9,650 | D |
| Restricted Stock OptionsF1,F6 | — | Mar 9, 2017 | M | 2,797 | D | — | — | Common Stock | 2,797 | 8,393 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.
- F2These shares are held by the Swette Family Trust-2000, of which the Reporting Person is a co-trustee.
- F3These shares are held by GRAT #2 under Brian T. Swette 2010 Master Grantor Retained Annuity Trust Agreement dated 03/01/10, of which the Reporting Person is the trustee.
- F4These shares are held by GRAT #2 under Kelly Swette 2010 Master Grantor Retained Annuity Trust Agreement dated 03/01/10, of which the Reporting Person's wife is the trustee.
- F5The restricted stock units will vest as to 25% of the original number of restricted stock units on March 9, 2016 and as to an additional 6.25% of the original number of restricted stock units at the end of each successive three month period from March 9, 2016 until March 9, 2019.
- F6The restricted stock units will vest as to 25% of the original number of restricted stock units on March 9, 2017 and as to an additional 6.25% of the original number of restricted stock units at the end of each successive three month period from March 9, 2017 until March 9, 2020, subject to the Reporting Person's continued service relationship with the Issuer on such vesting date.