SEC Form 4 · accession 0001179110-16-021726
Care.com Inc · CRCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Sheila Lirio Marcelo
Officer — President and CEO · Director
Period of report
Mar 11, 2016
Accepted (ET)
Mar 15, 2016 · 8:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value | holding | — | — | — | 828,836 | D | ||
| Common Stock, $0.001 par valueF1 | holding | — | — | — | 342,646 | I | By GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Mar 11, 2016 | A | 111,940 | A | — | — | Common Stock | 111,940 | 111,940 | D |
| Stock Option (Right to Buy)F4 | $6.70 | Mar 11, 2016 | A | 241,150 | A | — | Mar 10, 2026 | Common Stock | 241,150 | 241,150 | D |
| Restricted Stock UnitsF2,F3 | — | Mar 11, 2016 | A | 3,730 | A | — | — | Common Stock | 3,730 | 3,730 | I |
| Stock Option (Right to Buy)F4 | $6.70 | Mar 11, 2016 | A | 8,030 | A | — | Mar 10, 2026 | Common Stock | 8,030 | 8,030 | I |
Explanation of responses
- F1These shares are held by The Sheila L. Marcelo 2012 Five-Year Grantor Retained Annuity Trust, of which Reporting Person is the trustee.
- F2Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.
- F3The restricted stock units will vest as to 6.25% of the original number of restricted stock units at the end of each successive three month period from March 9, 2016 until March 9, 2020, subject to the Reporting Person's continued service relationship with the Issuer on such vesting date.
- F4The option will vest as to 6.25% of the original number of securities acquired at the end of each successive three month period from March 9, 2016 until March 9, 2020, subject to the Reporting Person's continued service relationship with the Issuer on such vesting date.