SEC Form 4 · accession 0001179110-16-021722
Care.com Inc · CRCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Brian Swette
Director
Period of report
Mar 11, 2016
Accepted (ET)
Mar 15, 2016 · 8:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value | holding | — | — | — | 2,672 | D | ||
| Common Stock, $0.001 par valueF1 | holding | — | — | — | 179,960 | I | See Footnote | |
| Common Stock, $0.001 par valueF2 | holding | — | — | — | 41,530 | I | See Footnote | |
| Common Stock, $0.001 par valueF3 | holding | — | — | — | 41,530 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | — | Mar 11, 2016 | A | 11,190 | A | — | — | Common Stock | 11,190 | 11,190 | D |
| Stock Option (Right to Buy)F6 | $6.70 | Mar 11, 2016 | A | 24,110 | A | — | Mar 10, 2026 | Common Stock | 24,110 | 24,110 | D |
Explanation of responses
- F1These shares are held by the Swette Family Trust-2000, of which the Reporting Person is a co-trustee.
- F2These shares are held by GRAT #2 under Brian T. Swette 2010 Master Grantor Retained Annuity Trust Agreement dated 03/01/10, of which the Reporting Person is the trustee.
- F3These shares are held by GRAT #2 under Kelly Swette 2010 Master Grantor Retained Annuity Trust Agreement dated 03/01/10, of which the Reporting Person's wife is the trustee.
- F4Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.
- F5The restricted stock units will vest as to 25% of the original number of restricted stock units on March 9, 2017 and as to an additional 6.25% of the original number of restricted stock units at the end of each successive three month period from March 9, 2017 until March 9, 2020, subject to the Reporting Person's continued service relationship with the Issuer on such vesting date.
- F6The option will become exercisable as to 25% of the original number of securities acquired on March 9, 2017 and as to an additional 6.25% of the original number of securities acquired at the end of each successive three month period from March 9, 2017 until March 9, 2020, subject to the Reporting Person's continued service relationship with the Issuer on such vesting date.