SEC Form 4 · accession 0001179110-16-021609
Care.com Inc · CRCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Swette
Director
Period of report
Mar 9, 2016
Accepted (ET)
Mar 11, 2016 · 9:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par valueF1 | Mar 9, 2016 | M | 4,825 | — | A | 4,825 | D | |
| Common Stock, $0.001 par valueF2 | Mar 10, 2016 | S | 2,153 | $6.6363 | D | 2,672 | D | |
| Common Stock, $0.001 par valueF3 | holding | — | — | — | 179,960 | I | See Footnote | |
| Common Stock, $0.001 par valueF4 | holding | — | — | — | 41,530 | I | See Footnote | |
| Common Stock, $0.001 par valueF5 | holding | — | — | — | 41,530 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F6 | — | Mar 9, 2016 | M | 4,825 | D | — | — | Common Stock | 4,825 | 14,475 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.
- F2These shares were sold to cover tax withholding obligations created by the vesting of Reporting Person's restricted stock units.
- F3These shares are held by the Swette Family Trust-2000, of which the Reporting Person is a co-trustee.
- F4These shares are held by GRAT #2 under Brian T. Swette 2010 Master Grantor Retained Annuity Trust Agreement dated 03/01/10, of which the Reporting Person is the trustee.
- F5These shares are held by GRAT #2 under Kelly Swette 2010 Master Grantor Retained Annuity Trust Agreement dated 03/01/10, of which the Reporting Person's wife is the trustee.
- F6The restricted stock units will vest as to 25% of the original number of restricted stock units on March 9, 2016 and as to an additional 6.25% of the original number of restricted stock units at the end of each successive three month period from March 9, 2016 until March 9, 2019.