SEC Form 4 · accession 0001179110-15-013324
Care.com Inc · CRCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sheila Lirio Marcelo
Officer — President and CEO · Director
Period of report
Sep 9, 2015
Accepted (ET)
Sep 11, 2015 · 8:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par valueF1 | Sep 9, 2015 | M | 16,069 | — | A | 736,333 | D | |
| Common Stock, $0.001 par valueF2 | Sep 10, 2015 | S | 5,354 | $5.8502 | D | 730,979 | D | |
| Common Stock, $0.001 par valueF3 | holding | — | — | — | 403,282 | I | By GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F4 | — | Sep 9, 2015 | M | 16,069 | D | — | — | Common Stock | 16,069 | 224,963 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.
- F2These shares were sold to cover tax withholding obligations created by the vesting of Reporting Person's restricted stock units.
- F3These shares are held by The Sheila L. Marcelo 2012 Five-Year Grantor Retained Annuity Trust, of which Reporting Person is the trustee.
- F4The restricted stock units will vest as to 6.25% of the original number of restricted stock units at the end of each successive three month period from March 9, 2015 until March 9, 2019, subject to the Reporting Person's continued service relationship with the Issuer on such vesting date.