SEC Form 4 · accession 0001179110-15-005908
Care.com Inc · CRCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Swette
Director
Period of report
Mar 31, 2015
Accepted (ET)
Apr 2, 2015 · 8:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par valueF1 | holding | — | — | — | 179,960 | I | See Footnote | |
| Common Stock, $0.001 par valueF2 | holding | — | — | — | 41,530 | I | See Footnote | |
| Common Stock, $0.001 par valueF3 | holding | — | — | — | 41,530 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | — | Mar 31, 2015 | A | 19,300 | A | — | — | Common Stock | 19,300 | 19,300 | D |
Explanation of responses
- F1These shares are held by the Swette Family Trust-2000, of which the Reporting Person is a co-trustee.
- F2These shares are held by GRAT #2 under Brian T. Swette 2010 Master Grantor Retained Annuity Trust Agreement dated 03/01/10, of which the Reporting Person is the trustee.
- F3These shares are held by GRAT #2 under Kelly Swette 2010 Master Grantor Retained Annuity Trust Agreement dated 03/01/10, of which the Reporting Person's wife is the trustee.
- F4Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.
- F5The restricted stock units will vest as to 25% of the original number of restricted stock units on March 9, 2016 and as to an additional 6.25% of the original number of restricted stock units at the end of each successive three month period from March 9, 2016 until March 9, 2019.