SEC Form 4 · accession 0001412109-15-000013
Simplicity Bancorp, Inc. · SMPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Sacher
Director
Period of report
Feb 20, 2015
Accepted (ET)
Feb 23, 2015 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412109
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 20, 2015 | P | 1,500 | $17.30 | A | 8,378 | I | By Living Trust and IRA |
| Common Stock | holding | — | — | — | 4,693 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $11.7181 | holding | — | — | — | Nov 16, 2009 | Nov 16, 2018 | Common Stock | 7,194 | 7,194 | D |
| Stock Options | $10.8424 | holding | — | — | — | Jan 30, 2010 | Jan 30, 2019 | Common Stock | 7,194 | 7,194 | D |