SEC Form 4 · accession 0001140361-15-009728
Simplicity Bancorp, Inc. · SMPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Hanighen
Officer — Chief Information Officer
Period of report
Mar 1, 2015
Accepted (ET)
Mar 2, 2015 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412109
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2015 | D | 8,215 | — | D | 0 | D | |
| Common StockF1 | Mar 1, 2015 | D | 2,241 | — | D | 0 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each share of common stock of the Issuer was converted into and became exchangeable for the right to receive one share of HomeStreet, Inc.