SEC Form 4 · accession 0001140361-15-009719

Simplicity Bancorp, Inc. · SMPL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 1, 2015

Accepted (ET)

Mar 2, 2015 · 5:20 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001412109

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	D/I	Nature of ownership
Common Stock^F1	Mar 1, 2015	D	21,820	—	D	D
Common Stock^F1	Mar 1, 2015	D	1,357	—	D	I	By Spouse
Common Stock^F1	Mar 1, 2015	D	539	—	D	I	By Spouse's IRA
Common Stock^F1	Mar 1, 2015	D	11,150	—	D	I	By IRA

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F2	$10.8424	Mar 1, 2015	D	4,855	D	Jan 30, 2010	Jan 30, 2019	Common Stock	4,855	0	D

F1Each share of common stock of the Issuer was converted into and became exchangeable for the right to receive one share of HomeStreet, Inc.
F2Stock options have been cancelled and each option holder will receive a cash payment upon such cancellation in an amount equal to the product of (i) the number of shares of Issuer common stock provided for by such option and (ii) the excess, if any, of $17.53 over the exercise price of the option.