SEC Form 4 · accession 0001412100-17-000028
Maiden Holdings, Ltd. · MHLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen Schmitt
Officer — Chief Financial Officer
Period of report
Mar 10, 2017
Accepted (ET)
Mar 13, 2017 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412100
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Mar 10, 2017 | M | 28,000 | $4.45 | A | 234,709 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (right to buy)F1 | $4.45 | Mar 10, 2017 | M | 28,000 | A | — | Feb 24, 2019 | Common Shares | 28,000 | 32,200 | D |
Explanation of responses
- F1The Stock Options were granted pursuant to the Amended and Restated 2007 Share Incentive Plan and vested 25% on the one year anniversary of grant, and 6.25% each quarter thereafter.