SEC Form 4 · accession 0001412100-15-000078
Maiden Holdings, Ltd. · MHLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arturo Manuel Raschbaum
Officer — PRESIDENT AND CEO
Period of report
Aug 21, 2015
Accepted (ET)
Aug 24, 2015 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412100
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Aug 21, 2015 | D | 73,333 | $16.00 | D | 274,392 | D | |
| Common SharesF1 | Aug 21, 2015 | M | 73,333 | $3.28 | A | 347,725 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $3.28 | Aug 21, 2015 | M | 73,333 | A | — | Nov 12, 2018 | Common Stock | 73,333 | 229,514 | D |
Explanation of responses
- F1These common shares were sold and options exercised for tax planning purposes; after all of these transactions, the total amount of the common shares held by the Reporting Person remained the same.
- F2The stock options fully vested on November 11, 2009.