SEC Form 4 · accession 0001562180-16-002397
OPOWER, INC. · OPWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas G. Kramer
Officer — Chief Financial Officer
Period of report
May 18, 2016
Accepted (ET)
May 20, 2016 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412043
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 18, 2016 | F | 2,596 | $10.26 | D | 890,360 | D | |
| Common StockF1 | May 18, 2016 | F | 8,830 | $10.26 | D | 881,530 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares withheld by the Issuer in satisfaction of tax withholding obligations in connection with the vesting of restricted stock units. Such withholding is mandated by an election of the Issuer made in advance and does not represent a discretionary trade by the reporting person.