SEC Form 4 · accession 0001562180-16-001835
OPOWER, INC. · OPWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander Laskey
Officer — President · Director · 10% Owner
Period of report
Feb 25, 2016
Accepted (ET)
Feb 29, 2016 · 6:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412043
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2016 | J | 3,309 | $0.00 | A | 4,314,883 | D | |
| Common StockF2 | holding | — | — | — | 1,054,078 | I | See Footnote | |
| Common StockF3 | holding | — | — | — | 845,922 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired by the Reporting Person pursuant to a pro rata distribution by a limited partnership to its partners for no additional consideration.
- F2Shares held by Laskey-A Investment Trust.
- F3Shares held by Laskey-B Investment Trust.