SEC Form 4/A · accession 0001562180-16-001744
OPOWER, INC. · OPWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas G. Kramer
Officer — Chief Financial Officer
Period of report
Jan 2, 2015
Accepted (ET)
Feb 22, 2016 · 6:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412043
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 2, 2015 | S | 5,333 | $14.4482 | D | 557,818 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 12, 2014.
- F2The sale price reported in column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $14.14 to $14.60 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Remarks
This amendment is being filed solely to add the attached written authorization.