SEC Form 4/A · accession 0001562180-16-001742
OPOWER, INC. · OPWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Alexander Laskey
Officer — President · Director · 10% Owner
Period of report
Dec 15, 2014
Accepted (ET)
Feb 22, 2016 · 6:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412043
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2014 | G | 62,686 | $0.00 | D | 4,441,075 | D | |
| Common StockF1 | holding | — | — | — | 1,900,000 | I | See Footnote | |
| Common StockF2 | holding | — | — | — | 33,334 | I | See Footnote | |
| Common StockF3 | holding | — | — | — | 33,334 | I | See Footnote | |
| Common StockF4 | holding | — | — | — | 50,000 | I | See Footnote | |
| Common StockF5 | holding | — | — | — | 33,334 | I | See Footnote | |
| Common StockF6 | holding | — | — | — | 50,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by Laskey-A Investment Trust.
- F2Shares held by Baruch Farbiarz and Elsa Farbiarz, who have granted an irrevocable proxy to Mr. Laskey.
- F3Shares held by Adam Farbiarz, who has granted an irrevocable proxy to Mr. Laskey.
- F4Shares held by Jacob Laskey, who has granted an irrevocable proxy to Mr. Laskey.
- F5Shares held by Michael Farbiarz and Megan Lewis, who have granted an irrevocable proxy to Mr. Laskey.
- F6Shares held by Richard Laskey and Abbie Laskey, who have granted an irrevocable proxy to Mr. Laskey.
Remarks
This amendment is being filed solely to add the attached written authorization.