SEC Form 4 · accession 0001562180-16-001740
OPOWER, INC. · OPWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Yates
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Feb 18, 2016
Accepted (ET)
Feb 22, 2016 · 6:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412043
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 18, 2016 | J | 4,954 | $0.00 | A | 6,399,300 | D | |
| Common StockF2 | holding | — | — | — | 1,593,750 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired by the Reporting Person pursuant to a pro rata distribution by a limited partnership to its partners for no additional consideration.
- F2Shares Held by the Yates-Whitman 2013 Annuity Trust #1.