SEC Form 4 · accession 0001562180-16-001738
OPOWER, INC. · OPWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeremy Kirsch
Officer — EVP and GM, Worldwide Sales
Period of report
Feb 18, 2016
Accepted (ET)
Feb 22, 2016 · 6:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412043
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 18, 2016 | F | 4,501 | $8.24 | D | 517,878 | D | |
| Common StockF1 | Feb 18, 2016 | F | 3,552 | $8.24 | D | 514,326 | D | |
| Common StockF3 | holding | — | — | — | 30,648 | I | By The Jeremy E. Kirsch 2013 Five-Year Grantor Retained Annuity Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares withheld by the Issuer in satisfaction of tax withholding obligations in connection with the vesting of restricted stock units. Such withholding is mandated by an election of the Issuer made in advance and does not represent a discretionary trade by the reporting person.
- F2Includes 21,627 shares previously held by The Jeremy E. Kirsch 2013 Five-Year Grantor Retained Annuity Trust and 42,101 shares previously held by The Jeremy E. Kirsch 2013 Three-Year Grantor Retained Annuity Trust.
- F3Shares held by The Jeremy E. Kirsch 2013 Five-Year Grantor Retained Annuity Trust, and excludes 21,627 shares now directly held by the Reporting Person.