SEC Form 4 · accession 0001562180-16-001506
OPOWER, INC. · OPWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeremy Kirsch
Officer — SVP, Worldwide Sales
Period of report
Feb 1, 2016
Accepted (ET)
Feb 3, 2016 · 9:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412043
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2016 | A | 120,000 | $0.00 | A | 418,651 | D | |
| Common StockF2 | Feb 1, 2016 | A | 40,000 | $0.00 | A | 458,651 | D | |
| Common Stock | holding | — | — | — | 52,275 | I | By The Jeremy E. Kirsch 2013 Five-Year Grantor Retained Annuity Trust | |
| Common Stock | holding | — | — | — | 42,101 | I | By The Jeremy E. Kirsch 2013 Three-Year Grantor Retained Annuity Trust. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Exempt grant of restricted stock units under the Issuer's 2014 Stock Incentive Plan. Each unit represents a contingent right to receive one share of OPWR common stock at no cost, vesting in 12 quarterly installments from November 18, 2015.
- F2Exempt grant of restricted stock units under the Issuer's 2014 Stock Incentive Plan. Each unit represents a contingent right to receive one share of OPWR common stock at no cost, vesting in 4 quarterly installments from May 18, 2016.