SEC Form 4 · accession 0001562180-16-001396
OPOWER, INC. · OPWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeremy Kirsch
Officer — SVP, Worldwide Sales
Period of report
Jan 22, 2016
Accepted (ET)
Jan 26, 2016 · 6:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412043
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 22, 2016 | M | 100,000 | $0.045 | A | 298,651 | D | |
| Common Stock | holding | — | — | — | 52,275 | I | By The Jeremy E. Kirsch 2013 Five-Year Grantor Retained Annuity Trust. | |
| Common Stock | holding | — | — | — | 42,101 | I | By The Jeremy E. Kirsch 2013 Three-Year Grantor Retained Annuity Trust. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $0.045 | Jan 22, 2016 | M | 100,000 | D | — | Jul 26, 2018 | Common Stock | 100,000 | 547,000 | D |
Explanation of responses
- F1The option is fully vested and exercisable