SEC Form 4 · accession 0001209191-15-045087
OPOWER, INC. · OPWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeremy Kirsch
Officer — SVP, Worldwide Sales
Period of report
May 18, 2015
Accepted (ET)
May 20, 2015 · 7:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412043
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 18, 2015 | F | 3,983 | $11.30 | D | 181,639 | D | |
| Common Stock | holding | — | — | — | 52,275 | I | By The Jeremy E. Kirsch 2013 Five-Year Grantor Retained Annuity Trust. | |
| Common Stock | holding | — | — | — | 42,101 | I | By The Jeremy E. Kirsch 2013 Three-Year Grantor Retained Annuity Trust. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares withheld by the Issuer in satisfaction of tax withholding obligations in connection with the vesting of restricted stock units. Such withholding is mandated by an election of the Issuer made in advance and does not represent a discretionary trade by the reporting person.