SEC Form 4 · accession 0001209191-15-031829
OPOWER, INC. · OPWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas G. Kramer
Officer — Chief Financial Officer
Period of report
Mar 31, 2015
Accepted (ET)
Apr 2, 2015 · 6:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412043
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 31, 2015 | A | 13,850 | $0.00 | A | 553,001 | D | |
| Common StockF2 | Mar 31, 2015 | A | 62,325 | $0.00 | A | 615,326 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Exempt grant of restricted stock units under the Issuer's 2014 Stock Incentive Plan. Each unit represents a contingent right to receive one share of OPWR common stock at no cost, vesting in 2 quarterly installments from August 18, 2015.
- F2Exempt grant of restricted stock units under the Issuer's 2014 Stock Incentive Plan. Each unit represents a contingent right to receive one share of OPWR common stock at no cost, vesting in 9 quarterly installments from February 18, 2016.