SEC Form 4 · accession 0001209191-15-023200
OPOWER, INC. · OPWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander Laskey
Officer — President · Director · 10% Owner
Period of report
Mar 3, 2015
Accepted (ET)
Mar 5, 2015 · 7:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412043
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 3, 2015 | S | 46,100 | $12.168 | D | 4,307,377 | D | |
| Common StockF3 | Mar 3, 2015 | S | 3,900 | $12.724 | D | 4,303,477 | D | |
| Common StockF4 | holding | — | — | — | 1,054,078 | I | See Footnote | |
| Common StockF5 | holding | — | — | — | 845,922 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2014.
- F2This sale price represents the weighted average sale price of the shares sold ranging from $11.58 to $12.56 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3This sale price represents the weighted average sale price of the shares sold ranging from $12.59 to $12.89 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F4Shares held by Laskey-A Investment Trust.
- F5Shares held by Laskey-B Investment Trust.