SEC Form 4 · accession 0001209191-15-019217
OPOWER, INC. · OPWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Yates
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Feb 24, 2015
Accepted (ET)
Feb 26, 2015 · 6:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412043
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2015 | J | 5,167 | $0.00 | A | 6,389,179 | D | |
| Common StockF2 | holding | — | — | — | 1,605,156 | I | See Footnote | |
| Common StockF3 | holding | — | — | — | 50,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired by the Reporting Person pursuant to a pro rata distribution by a limited partnership to its partners for no additional consideration.
- F2Shares held by the Yates-Whitman 2013 Annuity Trust #1.
- F3Shares held by Ralph Aaron Yates, Dorit Strauss Yates and Daniel Joseph Yates, Trustees of the Ralph Aaron Yates and Dorit Strauss Yates Declaration of Trust Dated December 19, 1990.