SEC Form 4 · accession 0001209191-15-014771
OPOWER, INC. · OPWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander Laskey
Officer — President · Director · 10% Owner
Period of report
Feb 12, 2015
Accepted (ET)
Feb 17, 2015 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412043
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 12, 2015 | J | 4,134 | $0.00 | A | 4,349,343 | D | |
| Common StockF3 | holding | — | — | — | 1,054,078 | I | See Footnote | |
| Common StockF4 | holding | — | — | — | 845,922 | I | See Footnote | |
| Common StockF5 | holding | — | — | — | 0 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired by the Reporting Person pursuant to a pro rata distribution by a limited partnership to its partners for no additional consideration.
- F2Includes 4,134 shares acquired by the Reporting Person in December 2014 pursuant to a pro rata distribution by a limited partnership to its partners for no additional consideration.
- F3Shares held by Laskey-A Investment Trust.
- F4Shares held by Laskey-B Investment Trust.
- F5This form excludes and future filings will exclude shares held by Baruch Farbiarz and Elsa Farbiarz, Adam Farbiarz, Jacob Laskey, Michael Farbiarz and Megan Lewis, and Richard Laskey and Abbie Laskey, who granted irrevocable proxies to Mr. Laskey. Mr. Laskey does not have a pecuniary interest in such shares.