SEC Form 4 · accession 0001209191-15-009946
OPOWER, INC. · OPWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander Laskey
Officer — President · Director
Period of report
Feb 3, 2015
Accepted (ET)
Feb 5, 2015 · 6:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412043
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 3, 2015 | S | 22,944 | $11.948 | D | 4,368,131 | D | |
| Common StockF3 | Feb 4, 2015 | S | 13,225 | $12.0951 | D | 4,354,906 | D | |
| Common StockF4 | Feb 5, 2015 | S | 13,831 | $12.5139 | D | 4,341,075 | D | |
| Common StockF5 | holding | — | — | — | 1,054,078 | I | See Footnote | |
| Common StockF6 | holding | — | — | — | 845,922 | I | See Footnote | |
| Common StockF7 | holding | — | — | — | 33,334 | I | See Footnote | |
| Common StockF8 | holding | — | — | — | 33,334 | I | See Footnote | |
| Common StockF9 | holding | — | — | — | 50,000 | I | See Footnote | |
| Common StockF10 | holding | — | — | — | 33,334 | I | See Footnote | |
| Common StockF11 | holding | — | — | — | 50,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2014.
- F10Shares held by Michael Farbiarz and Megan Lewis, who have granted an irrevocable proxy to Mr. Laskey.
- F11Shares held by Richard Laskey and Abbie Laskey, who have granted an irrevocable proxy to Mr. Laskey.
- F2This sale price represents the weighted average sale price of the shares sold ranging from $11.58 to $12.07 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3This sale price represents the weighted average sale price of the shares sold ranging from $11.98 to $12.29 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F4This sale price represents the weighted average sale price of the shares sold ranging from $12.16 to $12.75 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F5Shares held by Laskey-A Investment Trust.
- F6Shares held by Laskey-B Investment Trust.
- F7Shares held by Baruch Farbiarz and Elsa Farbiarz, who have granted an irrevocable proxy to Mr. Laskey.
- F8Shares held by Adam Farbiarz, who has granted an irrevocable proxy to Mr. Laskey.
- F9Shares held by Jacob Laskey, who has granted an irrevocable proxy to Mr. Laskey.