SEC Form 4 · accession 0001209191-15-003991
OPOWER, INC. · OPWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander Laskey
Officer — President · Director
Period of report
Jan 9, 2015
Accepted (ET)
Jan 13, 2015 · 7:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412043
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 9, 2015 | S | 4,645 | $14.0433 | D | 4,395,591 | D | |
| Common StockF3 | Jan 12, 2015 | S | 4,516 | $13.7543 | D | 4,391,075 | D | |
| Common StockF4 | holding | — | — | — | 1,054,078 | I | See Footnote | |
| Common StockF5 | holding | — | — | — | 845,922 | I | See Footnote | |
| Common StockF6 | holding | — | — | — | 33,334 | I | See Footnote | |
| Common StockF7 | holding | — | — | — | 33,334 | I | See Footnote | |
| Common StockF8 | holding | — | — | — | 50,000 | I | See Footnote | |
| Common StockF9 | holding | — | — | — | 33,334 | I | See Footnote | |
| Common StockF10 | holding | — | — | — | 50,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2014.
- F10Shares held by Richard Laskey and Abbie Laskey, who have granted an irrevocable proxy to Mr. Laskey.
- F2This sale price represents the weighted average sale price of the shares sold ranging from $13.98 to $14.10 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3This sale price represents the weighted average sale price of the shares sold ranging from $13.60 to $13.84 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F4Shares held by Laskey-A Investment Trust.
- F5Shares held by Laskey-B Investment Trust.
- F6Shares held by Baruch Farbiarz and Elsa Farbiarz, who have granted an irrevocable proxy to Mr. Laskey.
- F7Shares held by Adam Farbiarz, who has granted an irrevocable proxy to Mr. Laskey.
- F8Shares held by Jacob Laskey, who has granted an irrevocable proxy to Mr. Laskey.
- F9Shares held by Michael Farbiarz and Megan Lewis, who have granted an irrevocable proxy to Mr. Laskey.