SEC Form 4 · accession 0001209191-16-090077
Ampio Pharmaceuticals, Inc. · AMPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard B Giles
Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 6, 2016 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411906
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 4, 2016 | A | 6,042 | $3.31 | A | 195,267 | D | |
| Common Stock | holding | — | — | — | 50,417 | I | By wife | |
| Common Stock | holding | — | — | — | 1,838 | I | By son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were issued to the Reporting Person under the Issuer's 2010 Stock Option and Incentive Plan and pursuant to the Issuer's compensation arrangements approved by the Board of Directors of the Issuer.