Form4insider filings, from the source

SEC Form 4 · accession 0001209191-18-048554

Bionano Genomics, Inc. · BNGO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner
Han Cao Ph.D.
Officer — Chief Scientific Officer
Period of report
Aug 23, 2018
Accepted (ET)
Aug 27, 2018 · 6:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411690

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1Aug 23, 2018C5,941—A7,354D
Common StockF1Aug 23, 2018C1,231—A8,585D
Common StockF1Aug 23, 2018C101,918—A110,503D
Common StockF1Aug 23, 2018C2,433—A112,936D

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Series B Convertible Preferred StockF1—Aug 23, 2018C254,275D——Common Stock5,9410D
Series C Convertible Preferred StockF1—Aug 23, 2018C52,720D——Common Stock1,2310D
Series D Convertible Preferred StockF1—Aug 23, 2018C4,362,062D——Common Stock101,9180D
Series D-1 Convertible Preferred StockF1—Aug 23, 2018C104,167D——Common Stock2,4330D

Explanation of responses