SEC Form 4 · accession 0001209191-18-048554
Bionano Genomics, Inc. · BNGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Han Cao Ph.D.
Officer — Chief Scientific Officer
Period of report
Aug 23, 2018
Accepted (ET)
Aug 27, 2018 · 6:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411690
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 23, 2018 | C | 5,941 | — | A | 7,354 | D | |
| Common StockF1 | Aug 23, 2018 | C | 1,231 | — | A | 8,585 | D | |
| Common StockF1 | Aug 23, 2018 | C | 101,918 | — | A | 110,503 | D | |
| Common StockF1 | Aug 23, 2018 | C | 2,433 | — | A | 112,936 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Convertible Preferred StockF1 | — | Aug 23, 2018 | C | 254,275 | D | — | — | Common Stock | 5,941 | 0 | D |
| Series C Convertible Preferred StockF1 | — | Aug 23, 2018 | C | 52,720 | D | — | — | Common Stock | 1,231 | 0 | D |
| Series D Convertible Preferred StockF1 | — | Aug 23, 2018 | C | 4,362,062 | D | — | — | Common Stock | 101,918 | 0 | D |
| Series D-1 Convertible Preferred StockF1 | — | Aug 23, 2018 | C | 104,167 | D | — | — | Common Stock | 2,433 | 0 | D |
Explanation of responses
- F1Automatic conversion, in connection with the Issuer's initial public offering, of preferred stock into shares of common stock on a 1-for-42.8 basis. The shares have no expiration date.