SEC Form 3 · accession 0000904454-18-000518
Bionano Genomics, Inc. · BNGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
DOMAIN ASSOCIATES
10% Owner
James C Blair
10% Owner
Nicole Vitullo
10% Owner
Brian H Dovey
10% Owner
Brian K Halak
10% Owner
Kim P. Kamdar
10% Owner
Period of report
Aug 21, 2018
Accepted (ET)
Aug 21, 2018 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411690
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 140 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $64.20 | holding | — | — | — | — | May 10, 2019 | Common Stock | 227 | — | D |
| Stock Option (Right to Buy)F2 | $1.28 | holding | — | — | — | — | May 10, 2019 | Common Stock | 4,928 | — | D |
Explanation of responses
- F1The securities reported as directly beneficially owned by the designated Reporting Person may be deemed to be indirectly beneficially owned by each of the Reporting Owners listed below, each of whom is a managing member of the designated Reporting Person. Pursuant to Instruction 5(b)(iv) of Form 3, each such individual has elected to report as indirectly beneficially owned the entire number of securities owned by the designated Reporting Person, however each of them disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his or her pecuniary interest therein and/or that are not actually distributed to him or her.
- F2The stock options are held by Brian K. Halak and are fully vested. Pursuant to the limited liability company agreement of Domain Associates, LLC, upon exercise 50% of the shares issued will be transferred to Domain Associates, LLC.