SEC Form 4 · accession 0001411579-17-000007
AMC ENTERTAINMENT HOLDINGS, INC. · AMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth F Frank
Officer — EVP CHIEF CONTENT AND PROGRAM
Period of report
Jan 4, 2017
Accepted (ET)
Jan 6, 2017 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411579
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCKF1 | Jan 4, 2017 | M | 39,108 | $0.00 | A | 66,002 | D | |
| CLASS A COMMON STOCKF2 | Jan 4, 2017 | F | 13,887 | $0.00 | D | 52,115 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITSF1 | $0.00 | Jan 4, 2017 | C | 39,108 | D | — | — | CLASS A COMMON STOCK | 39,108 | 0 | D |
Explanation of responses
- F1Shares of Class A Common Stock ("Stock") were delivered upon the settlement of the Restricted Stock Units ("RSU") granted to the Reporting Person pursuant to the terms of Restricted Stock Award Agreements dated January 2, 2014. Each RSU had previously vested and was convertible into one share of Stock within 30 days following the third anniversary of grant.
- F2Shares of Stock otherwise deliverable were withheld to satisfy the Reporting Person's tax obligations arising from RSU conversion and Stock delivery events described in note 1 above.