SEC Form 4 · accession 0001411579-17-000004
AMC ENTERTAINMENT HOLDINGS, INC. · AMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin M Connor
Officer — SVP, GC & SECRETARY
Period of report
Jan 4, 2017
Accepted (ET)
Jan 6, 2017 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411579
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCKF1,F2 | Jan 4, 2017 | M | 23,032 | $0.00 | A | 44,296 | D | |
| CLASS A COMMON STOCKF3 | Jan 4, 2017 | F | 7,591 | $0.00 | D | 36,705 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITSF1 | $0.00 | Jan 4, 2017 | C | 20,170 | D | — | — | CLASS A COMMON STOCK | 20,170 | 0 | D |
| RESTRICTED STOCK UNITSF2 | $0.00 | Jan 4, 2017 | C | 2,862 | D | — | — | CLASS A COMMON STOCK | 2,862 | 5,725 | D |
Explanation of responses
- F1Shares of Class A Common Stock ("Stock") were delivered upon the settlement of the Restricted Stock Units ("RSU") granted to the Reporting Person pursuant to the terms of Restricted Stock Award Agreements dated January 2, 2014. Each RSU had previously vested and was convertible into one share of Stock within 30 days following the third anniversary of grant.
- F2Shares of Stock were delivered upon the vesting and settlement of certain RSUs granted to the Reporting Person pursuant to the terms of a Restricted Stock Award Agreement dated March 1, 2016. One third of the original grant vested at the beginning of the year based upon the Reporting Person's continued employment with the Issuer with each RSU convertible into one share of Stock within 30 days following vesting.
- F3Shares of Stock otherwise deliverable were withheld to satisfy the Reporting Person's tax obligations arising from RSU conversion and Stock delivery events described in notes 1 and 2 above.