SEC Form 4 · accession 0001411579-16-000035
AMC ENTERTAINMENT HOLDINGS, INC. · AMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Chris A Cox
Officer — SVP, CHIEF ACCOUNTING OFFICER
Period of report
Feb 24, 2016
Accepted (ET)
Feb 26, 2016 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411579
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCKF2 | Feb 24, 2016 | M | 167 | $0.00 | A | 5,774 | D | |
| CLASS A COMMON STOCKF3 | Feb 24, 2016 | F | 167 | $0.00 | D | 5,607 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITSF1 | $0.00 | Feb 24, 2016 | A | 1,335 | A | Mar 6, 2018 | — | CLASS A COMMON STOCK | 1,335 | 1,335 | D |
| RESTRICTED STOCK UNITSF1,F2 | $0.00 | Feb 24, 2016 | C | 167 | D | Mar 6, 2018 | — | CLASS A COMMON STOCK | 167 | 1,168 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents the right to receive one share of Class A Common Stock within 30 days following the third anniversary of the grant date. The RSUs were granted on March 6, 2015, subject to performance based vesting conditions. On February 24, 2016, the Compensation Committee of the Issuer certified achievement of the performance goals and approved the vesting of the RSUs.
- F2Represents accelerated conversion of RSUs and delivery of shares to cover the FICA tax withholding obligations resulting from RSU vesting along with the income tax withholding obligations resulting from the accelerated delivery of shares.
- F3Represents the shares withheld to cover the tax withholding obligations described in footnote 2.