SEC Form 4 · accession 0001247524-16-000322
Surgical Care Affiliates, Inc. · SCAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tom De Weerdt
Officer — Chief Financial Officer
Period of report
Dec 31, 2015
Accepted (ET)
Jan 5, 2016 · 11:49 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411574
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 31, 2015 | A | 313 | $33.84 | A | 22,165 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired under the Surgical Care Affiliates Teammate Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- F2Includes 21,852 shares of Common Stock underlying Restricted Stock Units ("RSUs") of the issuer. The RSUs are subject to time-based vesting in equal annual installments over a period of three years from May 19, 2015 and are settled on each applicable vesting date.