SEC Form 4 · accession 0001247524-15-000257
Surgical Care Affiliates, Inc. · SCAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Sachs
Director
Period of report
Sep 1, 2015
Accepted (ET)
Sep 2, 2015 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411574
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | Sep 1, 2015 | A | 2,078 | $0.00 | A | 2,078 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Restricted Stock Units, vesting ratably on September 1, 2016 and September 1, 2017, pursuant to the Surgical Care Affiliates, Inc. 2013 Omnibus Long-Term Incentive Plan (as amended, the "Plan"), which is exempt under Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.
- F2The Restricted Stock Units ("RSUs") of the issuer are subject to time-based vesting in equal installments on September 1, 2016 and September 1, 2017. Each vested RSU is settled on the earlier of the individual's termination of employment (as defined in the Plan) or a change in control.