SEC Form 4 · accession 0001209191-19-012265

Apollo Global Management LLC · APO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Co-President

Period of report

Feb 19, 2019

Accepted (ET)

Feb 21, 2019 · 6:32 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001411494

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Shares^F1,F2	Feb 19, 2019	A	9,559	$0.00	A	2,376,612	D
Class A Shares^F3	holding	—	—		—	414,967	I	Zelter APO Series LLC
Class A Shares^F4	holding	—	—		—	54,774	I	Zelter APO Series LLC 3/31/14

No Table II lines on this filing.

F1Represents restricted share units ("RSUs") granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan (the "2007 Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
F2Reported amount includes 2,024,723 RSUs granted under the 2007 Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
F3By Zelter APO Series LLC, a vehicle over which the reporting person exercises voting and investment control.
F4By Zelter APO Series LLC, 3/31/14 Series, a vehicle over which the reporting person exercises voting and investment control.