SEC Form 4 · accession 0001209191-18-057439
Apollo Global Management LLC · APO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C Zelter
Officer — Co-President
Period of report
Nov 2, 2018
Accepted (ET)
Nov 6, 2018 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A SharesF1,F2 | Nov 2, 2018 | F | 3,282 | $30.59 | D | 2,650,180 | D | |
| Class A SharesF3 | holding | — | — | — | 414,967 | I | Zelter APO Series LLC | |
| Class A SharesF4 | holding | — | — | — | 54,774 | I | Zelter APO Series LLC 3/31/14 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of Class A shares withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of Class A shares underlying vested restricted share units ("RSUs") that were granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan (the "2007 Plan").
- F2Reported amount includes 2,550,590 RSUs granted under the 2007 Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
- F3By Zelter APO Series LLC, a vehicle over which the reporting person exercises voting and investment control.
- F4By Zelter APO Series LLC, 3/31/14 Series, a vehicle over which the reporting person exercises voting and investment control.