SEC Form 4 · accession 0001209191-18-047475
Apollo Global Management LLC · APO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Kleinman
Officer — Co-President
Period of report
Aug 15, 2018
Accepted (ET)
Aug 17, 2018 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A SharesF1,F2 | Aug 15, 2018 | A | 12,182 | $34.8276 | A | 932,398 | D | |
| Class A SharesF3 | holding | — | — | — | 35,157 | I | KRT APO Series LLC | |
| Class A SharesF4 | holding | — | — | — | 56,110 | I | KRT APO Series LLC (4/30/2015) | |
| Class A SharesF5 | holding | — | — | — | 20,834 | I | KRT APO Series 6/30/15 LLC | |
| Class A SharesF6 | holding | — | — | — | 20,834 | I | KRT APO Series 9/30/15 LLC | |
| Class A SharesF7 | holding | — | — | — | 23,876 | I | KRT APO Series 12/31/15 LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted shares granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan (the "2007 Plan"). The restricted shares vest in installments in accordance with the terms of the applicable restricted share award agreement, provided the reporting person remains in service through the applicable vesting date.
- F2Reported amount includes 800,000 RSUs granted under the 2007 Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
- F3By KRT APO Series LLC, a vehicle over which the reporting person exercises voting and investment control.
- F4By KRT APO Series LLC (4/30/2015), a vehicle over which the reporting person exercises voting and investment control.
- F5By KRT APO Series 6/30/15 LLC, a vehicle over which the reporting person exercises voting and investment control.
- F6By KRT APO Series 9/30/15 LLC, a vehicle over which the reporting person exercises voting and investment control.
- F7By KRT APO Series 12/31/15 LLC, a vehicle over which the reporting person exercises voting and investment control.