SEC Form 4 · accession 0001209191-17-017869
Apollo Global Management LLC · APO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A B Krongard
Director
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 5:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A SharesF1 | Mar 1, 2017 | P | 2,000 | $23.005 | A | 41,935 | D | |
| Class A SharesF2 | holding | — | — | — | 250,000 | I | Alvin B. Krongard Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reported amount includes 6,583 restricted stock units ("RSUs") granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive one Class A share for each vested RSU. Subject to accelerated vesting in certain circumstances, the RSUs vest in installments in accordance with the terms of the applicable RSU award agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting date. Due to an administrative error, 3,620 shares were omitted from the Form 4 filed by the reporting person on February 13, 2015 and four subsequent Forms 4.
- F2These Class A shares are held in the Alvin B. Krongard Family Trust (the "Trust") for the benefit of the reporting person's children for which the reporting person's children are the trustees. The reporting person disclaims beneficial ownership of the Class A shares held in the Trust, except to the extent of his pecuniary interest therein.