SEC Form 4 · accession 0001209191-16-134315
Apollo Global Management LLC · APO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pauline Richards
Director
Period of report
Jul 26, 2016
Accepted (ET)
Jul 28, 2016 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A SharesF1 | Jul 26, 2016 | A | 6,583 | $0.00 | A | 37,964 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reported amount includes 11,097 restricted stock units ("RSUs") granted under the 2007 Plan. Each RSU represents the contingent right to receive one Class A share for each vested RSU. Subject to accelerated vesting in certain circumstances, the RSUs vest in installments in accordance with the terms of the applicable RSU award agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting date.