SEC Form 4 · accession 0001209191-15-068101
Apollo Global Management LLC · APO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert K Kraft
Director
Period of report
Aug 24, 2015
Accepted (ET)
Aug 26, 2015 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A SharesF1,F2 | Aug 24, 2015 | P | 20,000 | $18.193 | A | 40,000 | I | By Two R LLC |
| Class A SharesF3,F2 | Aug 25, 2015 | P | 20,000 | $17.957 | A | 60,000 | I | By Two R LLC |
| Class A SharesF4 | holding | — | — | — | 10,860 | D | ||
| Class A SharesF5 | holding | — | — | — | 100,000 | I | By KPC US Equity LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.165 to $18.2, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2Class A Shares are owned directly by Two R LLC, which is under the sole control of the Reporting Person, and may be deemed to be beneficially owned by the Reporting Person.
- F3The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.82 to $17.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F4Reported amount includes 7,240 restricted share units ("RSUs") granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive one Class A share for each vested RSU. Subject to accelerated vesting in certain circumstances, the RSUs vest in installments in accordance with the terms of the applicable RSU award agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting date.
- F5Class A Shares are owned directly by KPC US Equity LLC, which is under the sole control of the Reporting Person, and may be deemed to be beneficially owned by the Reporting Person.