SEC Form 4 · accession 0001209191-15-066659
Apollo Global Management LLC · APO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pauline Richards
Director
Period of report
Aug 14, 2015
Accepted (ET)
Aug 18, 2015 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A SharesF1 | Aug 14, 2015 | P | 335 | $20.6568 | A | 31,381 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reported amount includes 4,514 RSUs granted under the 2007 Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.