SEC Form 4 · accession 0001181431-15-007625
Apollo Global Management LLC · APO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael E Ducey
Director
Period of report
May 26, 2015
Accepted (ET)
May 28, 2015 · 9:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A SharesF1 | May 26, 2015 | P | 558 | $21.4699 | A | 1,308 | I | By the Ella Jane Spinder Irrevocable Trust |
| Class A SharesF2 | May 26, 2015 | P | 558 | $21.4899 | A | 1,308 | I | By the Elise Sue Spinder Irrevocable Trust |
| Class A SharesF3 | holding | — | — | — | 29,616 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These Class A shares are held in the Ella Jane Spinder Irrevocable Trust, for the benefit of the reporting person's grandchildren, for which the reporting person and several of the reporting person's immediate family members serve as trustees and have shared investment power. The reporting person disclaims beneficial ownership of the Class A shares held in the trust, except to the extent of his pecuniary interest therein.
- F2These Class A shares are held in the Elise Sue Spinder Irrevocable Trust, for the benefit of the reporting person's grandchildren, for which the reporting person and several of the reporting person's immediate family members serve as trustees and have shared investment power. The reporting person disclaims beneficial ownership of the Class A shares held in the trust, except to the extent of his pecuniary interest therein.
- F3Reported amount includes 3,620 restricted share units ("RSUs") granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive one Class A share for each vested RSU. Subject to accelerated vesting in certain circumstances, the RSUs vest in installments in accordance with the terms of the applicable RSU award agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting date.