SEC Form 4 · accession 0000950142-18-000490
Apollo Global Management LLC · APO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joshua Harris
Officer — Senior Managing Director · Director · 10% Owner
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A sharesF1,F2 | Feb 21, 2018 | S | 94,723 | $33.94 | D | 280,277 | I | See footnote |
| Class A sharesF3,F2 | Feb 22, 2018 | S | 62,838 | $34.14 | D | 217,439 | I | See footnote |
| Class A sharesF4,F2 | Feb 23, 2018 | S | 38,717 | $34.26 | D | 178,722 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.75 to $34.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3) and (4) to this Form 4.
- F2By MJH Investments LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.00 to $34.31, inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.25 to $34.32, inclusive.